Alan CooperCRD Number: 5393529
Current Firm: J.p. Morgan Securities LLC
Alan Cooper (CRD# 5393529) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Rochester, NY and has over 10 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|J.p. Morgan Securities LLC||Rochester, NY||Oct 2012 - Current||5|
|Jpmorgan Chase Na||Rochester, NY||Jul 2007 - Current||10|
|Chase Investment Services Corp||Rochester, NY||Jul 2007 - Oct 2012||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2007|
|S65||NASAA Investment Advisors Law Examination||Jan 2010|
- Customer Dispute
Total Assets Under Management81,562MILLIONS
Total Number of Accounts376,424ACCOUNTS
Average Account Value$216,675
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY