Christian PappasCRD Number: 4536779
Current Firm: Foresters Advisory Services, LLC
Christian Pappas (CRD# 4536779) is an Investment Advisor Representative working at Foresters Advisory Services, LLC in Rochester, NY and has over 14 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Foresters Financial Services||Rochester, NY||Oct 2015 - Current||1|
|Foresters Advisory Services LLC||Rochester, NY||May 2014 - Current||3|
|First Investors Corporation||Rochester, NY||Nov 2014 - Oct 2015||< 1|
|Boy Scouts Of America||Penfield, NY||Aug 2013 - Jul 2015||1|
|Rotary District 7120||Rochester, NY||Jul 2013 - Jul 2015||2|
|Penfield Rotary||Penfield, NY||Jun 2012 - Jul 2015||3|
|First Investors Corp||Rochester, NY||May 2002 - Nov 2014||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2014|
|S63||Uniform Securities State Law Examination||Jul 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management996MILLIONS
Total Number of Accounts5,500ACCOUNTS
Average Account Value$181,082
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV