Daniel Bauers (CRD# 5458897) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in Rochester, NY and has over 15 years of experience in the finance industry.
CRD# 6316104
W & S Management Services, Inc.
CRD# 3063370
Manning & Napier Advisors, LLC
CRD# 2814482
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ashton Thomas Private Wealth, LLC | Scottsdale, AZ | Mar 2024 - Current | < 1 |
| Ashton Thomas Securities, LLC | New York, NY | Mar 2024 - Current | < 1 |
| Ashton Thomas Securities, LLC | New York, NY | Mar 2024 - Current | < 1 |
| Raymond James & Associates, Inc. | New York, NY | Sep 2016 - Mar 2024 | 7 |
| Deutsche Bank Securities Inc. | New York, NY | Sep 2008 - Sep 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2008 |
- CT
- NY
- TX
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Total Assets Under Management409MILLIONS
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Total Number of Accounts1,799ACCOUNTS
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Average Account Value$227,393
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV
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