Lori FacinelliCRD Number: 1855302
Current Firm: Wells Fargo Advisors Financial Network, LLC
Lori Facinelli (CRD# 1855302) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Rochester, NY and has over 25 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Wells Fargo Advisors Financial Network LLC||Rochester, NY||Feb 2011 - Current||6|
|Morgan Stanley Smith Barney||Rochester, NY||Jun 2009 - Feb 2011||1|
|Morgan Stanley & Company, Incorporated||Rochester, NY||Apr 2007 - Jun 2009||2|
|Morgan Stanley Dw Inc.||Rochester, NY||Jan 1994 - Apr 2007||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1992|
|S65||NASAA Investment Advisors Law Examination||May 2006|
- Customer Dispute
Total Assets Under Management38,415MILLIONS
Total Number of Accounts131,465ACCOUNTS
Average Account Value$292,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV