Michael Curtis (CRD# 4448165) is an Investment Advisor Representative working at Prudential Financial Planning Services in Rochester, NY and has over 22 years of experience in the finance industry.
CRD# 3063370
Manning & Napier Advisors, LLC
CRD# 5760889
Osaic Wealth, Inc.
CRD# 862821
Novem Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Prudential Insurance Company Of America | Rochester, NY | Jun 2021 - Current | 2 |
| Pruco Securities, LLC | Rochester, NY | Jun 2021 - Current | 2 |
| Curtis Forestry | Rochester, NY | Sep 2001 - Current | 22 |
| Mml Investors Services, LLC | Rochester, NY | Nov 2019 - Jun 2021 | 1 |
| Mass Mutual Life Insurance Company | Rochester, NY | Nov 2019 - Jun 2021 | 1 |
| Bankers Life Securities, Inc. | Pittsford, NY | Apr 2016 - Nov 2019 | 3 |
| The Prudential Insurance Company Of America | Dewitt, NY | Jun 2014 - Dec 2015 | 1 |
| Pruco Securites, LLC | Dewitt, NY | Jun 2014 - Dec 2015 | 1 |
| Nylife Securties | Fairport, NY | Dec 2003 - Jun 2014 | 10 |
| New York Life Insurance | Fairport, NY | Oct 2003 - Jun 2014 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2001 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management16,379MILLIONS
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Total Number of Accounts113,575ACCOUNTS
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Average Account Value$144,211
- A percentage of assets under your management
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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- Educational seminars/workshops
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