Nicholas Caracci (CRD# 6574095) is an Investment Advisor Representative working at Citizens Securities, Inc. in Rochester, NY and has over 8 years of experience in the finance industry.
CRD# 6316104
W & S Management Services, Inc.
CRD# 3063370
Manning & Napier Advisors, LLC
CRD# 2814482
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Citizens Securities, Inc. | Rochester, NY | Jul 2018 - Current | 5 |
| Citizens Bank | Rochester, NY | Aug 2015 - Jul 2018 | 2 |
| Citizens Securities, Inc. | Rochester, NY | Aug 2015 - Jul 2018 | 2 |
| Unemployment | Rochester, NY | May 2015 - Aug 2015 | < 1 |
| College | Morgantown, WV | Aug 2014 - May 2015 | < 1 |
| Mercury Print Productions | Rochester, NY | May 2014 - Dec 2014 | < 1 |
| College | Morgantown, WV | Aug 2013 - May 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2016 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2017 |
- AZ
- FL
- MI
- NH
- NY
- PA
- TX
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Total Assets Under Management7,314MILLIONS
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Total Number of Accounts47,222ACCOUNTS
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Average Account Value$154,888
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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