Shane Niederer, financial advisor Rock Springs WY

Shane Niederer

CRD Number: 6202734
Current Firm: Lpl Financial LLC

Shane Niederer (CRD# 6202734) is an Investment Advisor Representative working at Lpl Financial LLC in Rock Springs, WY and has over 5 years of experience in the finance industry.

Similar Advisors
Kelsey Abbott, financial advisor Rock Springs WY
Kelsey R. Abbott
CRD# 6628670
Financial Advocates Investment Management
Similar Advisors
James Chavez, financial advisor Rock Springs WY
James R. Chavez
CRD# 6573901
Green River Wealth Management LLC
Similar Advisors
Justin Falzone, financial advisor Rock Springs WY
Justin A. Falzone
CRD# 5960715
Beam Wealth Advisors, Inc.
Company Name Location Dates Years
Lpl Financial LLC Rock Springs, WY Jul 2021 - Current < 1
Nied Lodging Manila, UT Jan 2018 - Jul 2021 3
Various Insurance Carriers For W & R Insurance Agencies Lyman, WY Jun 2016 - Jul 2021 5
Various Insurance Carriers For W & R Insurance Agencies Green River, WY Jun 2016 - Jul 2021 5
Waddell & Reed, Inc. Rock Springs, WY Mar 2016 - Jul 2021 5
Nied Marketing LLC Lyman, WY Jan 2017 - Nov 2019 2
Solar City Fresno, CA Jun 2015 - Mar 2016 < 1
Vivint Solar Fresno, CA Nov 2013 - Jun 2015 1
Vivint Solar Fresno, CA Oct 2013 - Jun 2015 1
World Financial Group/transamerica South Jordan, UT Oct 2012 - Nov 2013 1
Transamerica Financial Advisors, Inc. South Jordan, UT May 2013 - Oct 2013 < 1
World Financial Group, Inc. South Jordan, UT Mar 2011 - Oct 2013 2
Eco Alarm Lehi, UT May 2012 - Oct 2012 < 1
Vivint/apx Alarm Provo, UT May 2010 - May 2012 2
Vivint Provo, UT Apr 2010 - May 2012 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Shane R. Niederer
Phone Number: 704-733-3300
Registered State(s):
  • CO
  • ID
  • IA
  • NE
  • NV
  • UT
  • VA
  • WA
  • WY
By the Numbers
  • Total Assets Under Management
    268,834
    MILLIONS
  • Total Number of Accounts
    1,055,189
    ACCOUNTS
  • Average Account Value
    $254,773
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.