James Sarandis (CRD# 6653637) is an Investment Advisor Representative working at Arete Wealth Advisors, LLC in Rockwell, TX and has over 6 years of experience in the finance industry.
CRD# 6575634
State Farm Investment Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Arete Wealth Management LLC | Chicago, IL | Feb 2021 - Current | 3 |
| Arete Wealth Advisors LLC | Chicago, IL | Feb 2021 - Current | 3 |
| Arete Wealth Management LLC | Chicago, IL | Sep 2020 - Feb 2021 | < 1 |
| Guardian Life Insurance | Dallas, TX | May 2018 - Aug 2020 | 2 |
| Park Avenue Securities | Dallas, TX | May 2018 - Aug 2020 | 2 |
| Guardian Life Insurance Co Of America | Frisco, TX | Jan 2018 - May 2018 | < 1 |
| Park Avenue Securities LLC | Frisco, TX | Jan 2018 - May 2018 | < 1 |
| Level Four Advisory Services | Dallas, TX | Oct 2017 - Jan 2018 | < 1 |
| Lpl Financial, LLC | Dallas, TX | May 2017 - Jan 2018 | < 1 |
| Oklahoma State University | Stillwater, OK | Aug 2013 - May 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2017 |
- TX
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Total Assets Under Management2,672MILLIONS
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Total Number of Accounts5,251ACCOUNTS
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Average Account Value$508,942
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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