Joseph SpruillCRD Number: 5410321
Current Firm: Wells Fargo Clearing Services, LLC
Joseph Spruill (CRD# 5410321) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Rocky Mount, NC and has over 10 years of experience in the finance industry.
Emerald Asset Management, Inc.
Whitener Capital Management, Inc.
|Wells Fargo Clearing Services, LLC||Greenville, NC||Nov 2016 - Current||1|
|Wells Fargo Advisors LLC||Greenville, NC||May 2009 - Nov 2016||7|
|Wachovia Securities||Greenville, NC||Mar 2009 - May 2009||< 1|
|Merrill Lynch||Greenville, NC||Sep 2007 - Mar 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2007|
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY