Geoffrey RosenCRD Number: 5969108
Current Firm: 1st Global Advisors Inc.
Geoffrey Rosen (CRD# 5969108) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Rogers, AR and has over 5 years of experience in the finance industry.
Garrett Investment Advisors, LLC
Boston Mountain Money Management, Inc.
Cambridge Investment Research Advisors, Inc.
|1st Global Capital Corp.||Rogers, AR||Feb 2012 - Current||5|
|1st Global Advisors, Inc.||Rogers, AR||Feb 2012 - Current||5|
|Beall Barclay Wealth Management||Rogers, AR||Jul 2011 - Current||6|
|Umb Financial Corporation||Kansas City, MO||Jan 2009 - Jul 2011||2|
|Unemployed||Kansas City, KS||Jun 2008 - Jan 2009||< 1|
|Trinity University||San Antonio, TX||Aug 2007 - Jun 2008||< 1|
|Stern Brothers Investment Bank||Kansas City, MO||Jun 2007 - Aug 2007||< 1|
|Trinity University||San Antonio, TX||Aug 2006 - Jun 2007||< 1|
|American Business Women's Association||Kansas City, MO||Jun 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2012|
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV