Grant Smith (CRD# 6487719) is an Investment Advisor Representative working at Waterloo Capital in Rogers, AR and has over 8 years of experience in the finance industry. Grant Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2462003
Lpl Financial LLC
CRD# 6210169
Arvest Wealth Management
CRD# 4133460
Stephens
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Leaders Group Inc. | Littleton, CO | Dec 2023 - Current | < 1 |
| Waterloo | Austin, TX | Nov 2023 - Current | < 1 |
| Smith Financial Consulting LLC | Rogers, AR | Jan 2023 - Current | 1 |
| Lighthouse Financial | Rogers, AR | May 2015 - Current | 9 |
| Equitable Advisors, LLC | New York, NY | Jun 2015 - Nov 2023 | 8 |
| Axa Advisors, LLC | New York, NY | Jun 2015 - Jun 2020 | 5 |
| Lighthouse Financial | Rogers, AR | May 2015 - Jun 2015 | < 1 |
| Unversity Of Arkansas | Fayetteville, AR | Aug 2010 - May 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2015 |
- AR
-
Total Assets Under Management1,303MILLIONS
-
Total Number of Accounts4,480ACCOUNTS
-
Average Account Value$290,814
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, CA, CO, GA, LA, NC, NY, TX
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