Andrew Spaventa (CRD# 6175466) is an Investment Advisor Representative working at Tsg Alpha Partners, LLC in Ronkonkoma, NY and has over 11 years of experience in the finance industry.
CRD# 811927
Cetera Investment Advisers LLC
CRD# 5473273
American Portfolios Advisors, Inc.
CRD# 1483428
Abbington Investment Group, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
The Spaventa Group LLC | Ronkokoma, NY | Sep 2020 - Current | 3 |
Quantum Global Partners, LLC | Melville, NY | Jul 2019 - Dec 2020 | 1 |
Sw Financial | Melville, NY | Oct 2018 - Jun 2019 | < 1 |
Network 1 Financial Securities, Inc. | Red Bank, NJ | Sep 2017 - Oct 2018 | 1 |
Sylva Capital | Bend, OR | Dec 2016 - Sep 2017 | < 1 |
Salomon Whitney LLC | Farmingdale, NY | Mar 2014 - Dec 2016 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Apr 2013 |
S65 | NASAA Investment Advisors Law Examination | Nov 2021 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management4MILLIONS
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Total Number of Accounts143ACCOUNTS
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Average Account Value$26,298
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
LA, NJ, NY, TX
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