Shane Swanson (CRD# 2467204) is an Investment Advisor Representative working at Mutual Of Omaha Investor Services, Inc. in Rosemont, IL and has over 30 years of experience in the finance industry. Shane Swanson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 4846117
Hightower Advisors, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mutual Of Omaha Insurance Company | Rosemont, IL | Apr 2018 - Current | 6 |
| Mutual Of Omaha Investor Services | Rosemont, IL | Apr 2018 - Current | 6 |
| Unemployed | Chicago, IL | Dec 2017 - Apr 2018 | < 1 |
| New York Life Insurance Company | Deerfield, IL | Sep 2012 - Dec 2017 | 5 |
| Eagle Strategies LLC | Deerfield, IL | May 2008 - Dec 2017 | 9 |
| Nylife Securities LLC | Deerfield, IL | Mar 1994 - Dec 2017 | 23 |
| New York Life Insurance Company | Plano, TX | Sep 2012 - Jan 2015 | 2 |
| Eagle Strategies LLC | Plano, TX | May 2008 - Jan 2015 | 6 |
| Nylife Securities LLC | Plano, TX | Mar 1994 - Jan 2015 | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1994 |
- IL
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Total Assets Under Management15MILLIONS
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Total Number of Accounts74ACCOUNTS
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Average Account Value$209,436
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