Shaun Eck, financial advisor Rosemont IL
81 score

Shaun Eck

CRD Number: 5574644
Current Firm: Cetera Investment Advisers LLC

Shaun Eck (CRD# 5574644) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Rosemont, IL and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Rosemont, IL Sep 2015 - Current 1
American Airlines Credit Union Rosemont, IL Sep 2015 - Current 1
Cetera Investment Services LLC St Cloud, MN Sep 2015 - Current 1
Lpl Financial LLC Cary, IL Dec 2013 - Sep 2015 1
Fifth Third Securities Crystal Lake, IL Jan 2013 - Dec 2013 < 1
Lpl Financial Charlotte, NC Mar 2011 - Jan 2013 1
First American Bank Dundee, IL Mar 2011 - Jan 2013 1
Primevest Financial St Cloud, MN Aug 2009 - Mar 2011 1
North Shore Bank Mchenry, IL Jul 2009 - Aug 2009 < 1
Morgan Stanley Smith Barney Barrington, IL Jun 2009 - Jul 2009 < 1
Morgan Stanley & Company Incorporated Barrington, IL Jul 2008 - Jul 2009 1
Paramount Lending Group, LLC Barrington, IL Jun 2006 - Jul 2008 2
Ameribanc Financial West Dundee, IL Dec 2006 - Feb 2007 < 1
Equity Builders Of Illinois, LLC Schaumburg, IL Nov 2005 - Dec 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Shaun P. Eck
Phone Number: 888-528-2987
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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