Ercilia Garza, financial advisor Rosenberg TX
89 score

Ercilia Garza

CRD Number: 6094818
Current Firm: J.p. Morgan Securities LLC

Ercilia Garza (CRD# 6094818) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Rosenberg, TX and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Securities LLC Rosenberg, TX Apr 2016 - Current < 1
Unemployed Houston, TX Mar 2016 - Apr 2016 < 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Feb 2016 1
Morgan Stanley Houston, TX May 2013 - Feb 2016 2
Wells Fargo Advisors, LLC Houston, TX Jul 2012 - Mar 2013 < 1
Marble Slab Creamery Houston, TX Feb 2008 - Jun 2012 4
Unemployed Houston, TX Nov 2007 - Feb 2008 < 1
Panther Builders Houston, TX Aug 2005 - Oct 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Contact Info for Ercilia Garza
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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