James Braziel (CRD# 2321699) is an Investment Advisor Representative working at Independent Financial Group, LLC in Chico, CA and has over 31 years of experience in the finance industry. James Braziel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6820956
Edward Jones
CRD# 1084751
Securities America Advisors, Inc.
CRD# 2704740
Stifel, Nicolaus & Company, Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Independent Financial Group, LLC | Roseville, CA | Jul 2022 - Current | 1 |
| Braziel & Associates LLC | Roseville, CA | Jul 2015 - Current | 8 |
| Braziel Real Estate | Roseville, CA | Jan 1991 - Current | 33 |
| Npb Financial Group, LLC | Roseville, CA | Apr 2006 - Jul 2022 | 16 |
| James H. Braziel Estate & Financial Planning | Chico, CA | Mar 1993 - Jun 2015 | 22 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1993 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2016 |
- CA
- TX
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Total Assets Under Management6,751MILLIONS
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Total Number of Accounts30,369ACCOUNTS
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Average Account Value$222,295
- A percentage of assets under your management
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