Karin LeCRD Number: 4863863
Current Firm: Capital Planning Advisors LLC
Karin Le (CRD# 4863863) is an Investment Advisor Representative working at Capital Planning Advisors LLC in Roseville, CA and has over 18 years of experience in the finance industry. Karin Le has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Capital Planning Advisors LLC
Dynamic Wealth Strategies, LLC
|Capital Planning Advisors LLC||Roseville, CA||Sep 2018 - Current||4|
|Wells Fargo Clearing Services, LLC||El Dorado Hills, CA||Nov 2016 - Sep 2018||1|
|Wells Fargo Bank, N.a.||El Dorado Hills, CA||Jun 2000 - Sep 2018||18|
|Wells Fargo Advisors LLC||El Dorado Hills, CA||Jan 2011 - Nov 2016||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2005|
Total Assets Under Management986MILLIONS
Total Number of Accounts996ACCOUNTS
Average Account Value$989,629
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, HI, NV, TX, WA
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