Michael McDonough, financial advisor Roseville CA
90 score

Michael McDonough

CRD Number: 1256864
Current Firm: Wedbush Securities Inc.
Compensation Model: Both

Michael McDonough (CRD# 1256864) is an Investment Advisor Representative working at Wedbush Securities Inc. in Roseville, CA and has over 33 years of experience in the finance industry. I have worked with my partner Jim Hennessy for over 20 years.  We each contribute our own unique talents to the solutions we offer our valued clients.  After 3 decades in "the Business" our focus is on the individual, the family, or the corporate entity that we serve and advise. Jim and I work with our client's other professional contacts- attorney, CPA, and banker to craft a durable solution that eschews Wall Street's and the media's breathless yammering that accomplishes nothing.

CONTACT
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Company Name Location Dates Years
Wedbush Morgan Securities Roseville, CA Mar 2007 - Current 10
RBC Dain Rauscher Roseville, CA Mar 2002 - Mar 2007 5
Sutro & Co. Granite Bay, CA Oct 1990 - Mar 2002 11
Wedbush Noble Cooke San Jose, CA May 1985 - Oct 1990 5
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Apr 1984
S63 Uniform Securities State Law Examination Apr 1984
S9 and 10 General Securities Sales Supervisor Examination Aug 1986
S65 NASAA Investment Advisors Law Examination Mar 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Michael S. McDonough
Phone Number:
Firm Website: http://www.wedbush.com
Registered State(s):
  • AL
  • CA
  • OR
  • WA
  • AZ
  • FL
  • HI
  • NC
  • OK
  • PA
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    1,254
    MILLIONS
  • Total Number of Accounts
    4,156
    ACCOUNTS
  • Average Account Value
    $301,643
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Verified Page
Data verified by both the advisor and the public regulatory data.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.