Richard Caldecott (CRD# 6191437) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Roseville, MN and has over 9 years of experience in the finance industry.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
CRD# 6665238
U.s. Bancorp Investments, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.p. Morgan Securities LLC | Roseville, MN | Aug 2022 - Current | 1 |
| Jpmorgan Chase Bank, N.a. | Roseville, MN | Aug 2022 - Current | 1 |
| Valic Financial Advisors, Inc. | Edina, MN | Dec 2019 - Aug 2022 | 2 |
| Valic Financial Advisors | Edina, MN | Dec 2019 - Aug 2022 | 2 |
| Marketplace Events LLC | Forest Lake, MN | Feb 2019 - Jan 2021 | 1 |
| Wells Fargo Bank | Minneapolis, MN | Jul 2016 - Nov 2019 | 3 |
| Wells Fargo Advisors | Minneapolis, MN | Jul 2016 - Nov 2019 | 3 |
| Wells Fargo Clearing Services, LLC | Minneapolis, MN | Jul 2016 - Nov 2019 | 3 |
| Sagepoint Financial | Forest Lake, MN | Jul 2014 - Jul 2016 | 2 |
| Sagepoint Financial | Forest Lake, MN | May 2014 - Jul 2016 | 2 |
| Northwestern Mutual | Mendota Heights, MN | May 2013 - May 2014 | 1 |
| University Of North Dakota | Grand Forks, ND | Aug 2010 - May 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2014 |
- MN
- TX
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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