Richard Ruiz (CRD# 7211080) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Roslyn Heights, NY and has over 3 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 4632189
Sarsi, LLC
CRD# 1483428
Abbington Investment Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Jpmorgan Chase Bank, N.a. | Great Neck, NY | Dec 2019 - Current | 4 |
| J.p. Morgan Securities LLC | Great Neck, NY | Dec 2019 - Current | 4 |
| Unemployed | Long Beach, NY | May 2019 - Nov 2019 | < 1 |
| Geico | Woodbury, NY | Jul 2018 - Apr 2019 | < 1 |
| Ocean Beach Park | Long Beach, NY | May 2013 - Jul 2018 | 5 |
| Stony Brooky University | Stony Brook, NY | Aug 2014 - May 2018 | 3 |
| Ocean Beach Park | Long Beach, NY | May 2013 - Sep 2014 | 1 |
| Long Beach Senior High School | Lido Beach, NY | Aug 2010 - Jun 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2020 |
- NJ
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Total Assets Under Management249,731MILLIONS
-
Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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