Nikki McCauley (CRD# 4989207) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Roswell, GA and has over 18 years of experience in the finance industry.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 5822473
Rockefeller Capital Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| State Farm Investment Management Corp | Roswell, GA | Nov 2023 - Current | < 1 |
| State Farm Vp Management Corp | Roswell, GA | Nov 2023 - Current | < 1 |
| Nikki Mccauley Insurance Agency | Roswell, GA | Nov 2023 - Current | < 1 |
| State Farm Investment Management Corp. | Alpharetta, GA | Dec 2018 - Nov 2023 | 4 |
| State Farm Vp Management Corp. | Alpharetta, GA | Nov 2018 - Nov 2023 | 5 |
| Nikki Mccauley Insurance Agency | Alpharetta, GA | Sep 2018 - Nov 2023 | 5 |
| State Farm Insurance | Atlanta, GA | Apr 2018 - Aug 2018 | < 1 |
| Fifth Third Securities | Atlanta, GA | Nov 2017 - Mar 2018 | < 1 |
| Fifth Third Bank | Atlanta, GA | Sep 2017 - Mar 2018 | < 1 |
| Unemployed | Roswell, GA | Apr 2017 - Sep 2017 | < 1 |
| J.p. Morgan Securities LLC | Johns Creek, GA | Oct 2014 - Mar 2017 | 2 |
| Jpmorgan Chase Bank Na | Avondale, AZ | Jun 2004 - Oct 2014 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2005 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- GA
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Total Assets Under Management10,165MILLIONS
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Total Number of Accounts4ACCOUNTS
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Average Account Value$2,541,134,043
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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