Christopher Stokes (CRD# 5214430) is an Investment Advisor Representative working at Wells Fargo Advisors in Roswell, NM and has over 13 years of experience in the finance industry.
CRD# 5570447
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6682912
Edward Jones
CRD# 4735278
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Wells Fargo Advisors Financial Network, LLC | Roswell, NM | Sep 2021 - Current | 2 |
Wells Fargo Clearing Services, LLC | Albuquerque, NM | Nov 2016 - Sep 2021 | 4 |
Wells Fargo Advisors LLC | Albuquerque, NM | Mar 2011 - Nov 2016 | 5 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2010 |
S66 | NASAA Uniform Combined State Law Examination | Feb 2011 |
- NM
- TX
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Total Assets Under Management154,192MILLIONS
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Total Number of Accounts346,499ACCOUNTS
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Average Account Value$445,000
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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