John Levee (CRD# 2022567) is an Investment Advisor Representative working at Ria Wealth Advisors, LLC in Round Rock, TX and has over 34 years of experience in the finance industry.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ria Advisors | Houston, TX | Jan 2020 - Current | 4 |
| Dfpg Investments, Inc. | South Jordan, UT | Jul 2015 - Current | 8 |
| Levee Unlimited, Inc.,advanced Wealth Strategies | Round Rock, TX | Nov 2005 - Current | 18 |
| Levee Unlimited,inc. The Advanced Group Of Companies | Round Rock, TX | Nov 2005 - Current | 18 |
| Advance Legacy | Round Rock, TX | Apr 2005 - Current | 19 |
| Sta Capital Management Llc/ffp Advisory Services, Inc. | Round Rock, TX | Jan 2005 - Current | 19 |
| Southern Trust Associates | Austin, TX | Oct 1992 - Current | 31 |
| Integrated Advisors Network LLC | Round Rock, TX | Jul 2015 - Jan 2020 | 4 |
| First Allied Securities, Inc. | Round Rock, TX | May 2008 - Jul 2015 | 7 |
| First Allied Advisory Services, Inc. | Round Rock, TX | May 2008 - Jul 2015 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1990 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management110MILLIONS
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Total Number of Accounts545ACCOUNTS
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Average Account Value$201,867
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CO, TX
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