Scott Wallace (CRD# 6389750) is an Investment Advisor Representative working at Thrifty Scotty Financial, LLC in Round Rock, TX and has over 9 years of experience in the finance industry. Scott Wallace has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Thrifty Scotty Financial, LLC | Round Rock, TX | Jan 2018 - Current | 6 |
| Ameriprise Financial Services Inc. | Austin, TX | Dec 2016 - Feb 2018 | 1 |
| Self | Austin, TX | Jul 2016 - Dec 2016 | < 1 |
| Charles Schwab & Company, Inc. | Austin, TX | Sep 2015 - Jun 2016 | < 1 |
| Metlife Securities Inc. | Austin, TX | Sep 2015 - Sep 2015 | < 1 |
| Per Stirling Capital Management | Austin, TX | Mar 2015 - Sep 2015 | < 1 |
| Tate Asset Management | Austin, TX | Sep 2014 - Mar 2015 | < 1 |
| University Of Texas | Austin, TX | Jan 2014 - Mar 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Sep 2014 |
| S63 | Uniform Securities State Law Examination | Mar 2016 |
- TX
-
Total Assets Under Management4MILLIONS
-
Total Number of Accounts7ACCOUNTS
-
Average Account Value$556,272
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
TX
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