Douglas Esquer, financial advisor Running Springs CA
88 score

Douglas Esquer

CRD Number: 6230981
Current Firm: Ameriprise Financial Services, Inc.

Douglas Esquer (CRD# 6230981) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Running Springs, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, Inc. Running Springs, CA Jul 2013 - Current 3
Ahart Aviation Services Livermore, CA Nov 2011 - Jul 2013 1
Self Oakland, CA Jan 2011 - Oct 2011 < 1
Embry Riddle Aeronautical University Prescott, AZ Jul 2008 - Dec 2010 2
University Of California, Santa Cruz Santa Cruz, CA Sep 2006 - Jun 2008 1
Paula's Pasta Mia Blue Jay, CA Jun 2007 - Sep 2007 < 1
Ameriprise Financial Services, Inc. Running Springs, CA Jun 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2014
Contact Info for Douglas A. Esquer
Phone Number: 612-671-3131
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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