Thomas Bates (CRD# 7694484) is an Investment Advisor Representative working at Oakwater Financial in Ruston, LA and has 1 year of experience in the finance industry.
CRD# 2761038
Edward Jones
CRD# 4290860
Tucker Asset Management LLC
CRD# 5700831
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oakwater Financial Advisors LLC | Ruston, LA | Jan 2023 - Current | 1 |
| Oakwater Financial LLC | Ruston, LA | Apr 2022 - Current | 2 |
| Oakwater Financial Group LLC | Ruston, LA | Apr 2022 - Current | 2 |
| Thomas Bates Cpa | Ruston, LA | Apr 2021 - Apr 2022 | 1 |
| Bates Dallis And Associates, LLC | Winnfield, LA | Jan 2015 - Apr 2021 | 6 |
| Louisiana Tech University | Ruston, LA | Sep 2011 - Jul 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jan 2023 |
- LA
- TX
-
Total Assets Under Management3MILLIONS
-
Total Number of Accounts34ACCOUNTS
-
Average Account Value$73,632
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
LA, TX
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