Howard Ward, financial advisor Rye NY
93 score

Howard Ward

CRD Number: 1059031
Current Firm: Gamco Asset Management Inc.

Howard Ward (CRD# 1059031) is an Investment Advisor Representative working at Gamco Asset Management Inc. in Rye, NY and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Teton Advisors, Inc. Rye, NY May 2010 - Current 6
Gabelli Funds, LLC Rye, NY Feb 1999 - Current 17
Gamco Investors, Inc. Rye, NY Jan 1995 - Current 21
Gabelli & Company, Inc. Rye, NY Jan 1995 - Current 21
The Gabelli Growth Funds Rye, NY Jan 1995 - Current 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1982
S65 NASAA Investment Advisors Law Examination Sep 1992
Contact Info for Howard F. Ward
Phone Number: 914-921-5000
Firm Website: http://www.gabelli.com
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    16,818
    MILLIONS
  • Total Number of Accounts
    1,806
    ACCOUNTS
  • Average Account Value
    $9,312,016
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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