Thomas Ausfahl, financial advisor Rye NY

Thomas Ausfahl

CRD Number: 5855446
Current Firm: Modera Wealth Management, LLC

Thomas Ausfahl (CRD# 5855446) is an Investment Advisor Representative working at Modera Wealth Management, LLC in Rye, NY and has over 11 years of experience in the finance industry. Thomas Ausfahl has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Modera Wealth Management, LLC Westwood, NJ Jan 2022 - Current < 1
Greystone Wealth Advisors LLC Rye Brook, NY Nov 2010 - Dec 2021 11
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2010
Contact Info for Thomas W. Ausfahl
Phone Number: (201) 768-4600
Registered State(s):
  • NJ
  • NY
By the Numbers
  • Total Assets Under Management
    6,951
    MILLIONS
  • Total Number of Accounts
    8,913
    ACCOUNTS
  • Average Account Value
    $779,820
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CT, DC, DE, FL, GA, IL, IN, LA, MA, MD, ME, MI, MO, NC, NH, NJ, NY, OR, PA, SC, TX, UT, VA, WA

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