Benjamin Nichols, financial advisor Rye Brook NY

Benjamin Nichols

CRD Number: 6025797
Current Firm: Park Avenue Securities LLC

Benjamin Nichols (CRD# 6025797) is an Investment Advisor Representative working at Park Avenue Securities LLC in Rye Brook, NY and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Park Avenue Securities LLC Rye Brook, NY Oct 2014 - Current 9
Guardian Life Insurance Co Rye Brook, NY Sep 2014 - Current 9
Wells Fargo Advisors, LLC Chicago, IL Feb 2012 - Aug 2014 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Contact Info for Benjamin L. Nichols
Phone Number: 1-888-600-4667
Registered State(s):
  • AZ
  • CA
  • CO
  • CT
  • DC
  • FL
  • GA
  • IL
  • KS
  • KY
  • LA
  • MD
  • MA
  • MI
  • MN
  • MS
  • NV
  • NH
  • NJ
  • NY
  • NC
  • ND
  • OH
  • PA
  • RI
  • SC
  • TX
  • UT
  • VA
  • WA
By the Numbers
  • Total Assets Under Management
    11,882
    MILLIONS
  • Total Number of Accounts
    62,811
    ACCOUNTS
  • Average Account Value
    $189,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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