Thomas Broadbent (CRD# 6207484) is an Investment Advisor Representative working at Park Avenue Securities LLC in Rye Brook, NY and has over 5 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 4632189
Sarsi, LLC
CRD# 1483428
Abbington Investment Group, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Park Avenue Securities | Rye Brook, NY | Apr 2021 - Current | 3 |
Guardian Life Insurance Company | Rye Brook, NY | Mar 2021 - Current | 3 |
Unemployed | Westport, CT | Feb 2020 - Feb 2021 | 1 |
Axa Advisors, LLC | New York, NY | Mar 2018 - Feb 2020 | 1 |
Axa Advisors, LLC | New York, NY | Nov 2017 - Mar 2018 | < 1 |
Unemployed | Denver, CO | Mar 2017 - Dec 2017 | < 1 |
Battlebourne Capital Management LP | New York, NY | Sep 2016 - Feb 2017 | < 1 |
Unemployed | Westport, CT | Jun 2016 - Aug 2016 | < 1 |
Weston Observatory | Weston, MA | Jun 2015 - May 2016 | < 1 |
Boston College | Chestnut Hill, MA | Sep 2012 - May 2016 | 3 |
Techtarget | Newton, MA | May 2015 - Jul 2015 | < 1 |
Cantor-fitzgerald | New York, NY | Jun 2014 - Aug 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Aug 2018 |
- CA
- CO
- CT
- FL
- MA
- NV
- NH
- NJ
- NY
- PA
- UT
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Total Assets Under Management11,882MILLIONS
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Total Number of Accounts62,811ACCOUNTS
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Average Account Value$189,164
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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