K. SmithCRD Number: 1066432
Current Firm: Securities America Advisors, Inc.
K. Smith (CRD# 1066432) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Sacramento, CA and has over 31 years of experience in the finance industry.
Clarion Advisors Inc.
Wells Fargo Advisors, LLC
Adams Ashby Financial Advisors
|Securities America Advisors, Inc.||Sacramento, CA||Jun 1997 - Current||20|
|Securities America, Inc.||Sacramento, CA||Jan 1995 - Current||22|
|Capital Financial Services||Sacramento, CA||Oct 1991 - Current||25|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1986|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops