Yee Wan, financial advisor Sacramento CA
93 score

Yee Wan

CRD Number: 3078166
Current Firm: Charles Schwab & Company, Inc.

Yee Wan (CRD# 3078166) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Sacramento, CA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Sacramento, CA Jan 2006 - Current 10
Charles Schwab & Company, Inc. Sacramento, CA Dec 2005 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1999
S66 NASAA Uniform Combined State Law Examination Feb 2006
Contact Info for Yee K. Wan
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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