Allan Harkness (CRD# 4548900) is an Investment Advisor Representative working at Peak Wealth Group LLC in Saint Augustine, FL and has over 21 years of experience in the finance industry.
CRD# 2725491
Ameriprise Financial Services, LLC
CRD# 2836509
Securities America Advisors, Inc.
CRD# 6991432
Raymond James Financial Services Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Quantum Capital, LLC | Durham, NC | Sep 2022 - Current | 1 |
| Peak Wealth Group, LLC | Rosewell, GA | May 2009 - Current | 14 |
| Dempsey Lord Smith, LLC | Rome, GA | Dec 2020 - Sep 2022 | 1 |
| Peak Brokerage Services LLC | Roswell, GA | Mar 2011 - Dec 2020 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2002 |
- FL
- GA
- MO
- NC
-
Total Assets Under Management36MILLIONS
-
Total Number of Accounts154ACCOUNTS
-
Average Account Value$236,246
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
FL, GA, MO, NC
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