Stefanie Scarp (CRD# 2801968) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Saint Charles, IL and has over 27 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5569194
Amplify Investments LLC
Company Name | Location | Dates | Years |
---|---|---|---|
U.s. Bancorp Investments, Inc. | Glen Ellyn, IL | Apr 2018 - Current | 6 |
Pnc Investments | Pittsburgh, PA | Jun 2016 - Apr 2018 | 1 |
Commonwealth Financial Network | Waltham, MA | Jan 2016 - Jun 2016 | < 1 |
Chicago Oakbrook Financial Group | Oak Brook, IL | Jan 2016 - Jun 2016 | < 1 |
Cetera Investment Advisers LLC | Chicago, IL | Jan 2014 - Dec 2015 | 1 |
Cetera Investment Services LLC | St Cloud, MN | Dec 2011 - Dec 2015 | 4 |
Mb Financial Bank | Chicago, IL | Oct 1996 - Dec 2015 | 19 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1996 |
S65 | NASAA Investment Advisors Law Examination | Oct 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management15,875MILLIONS
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Total Number of Accounts60,028ACCOUNTS
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Average Account Value$264,455
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
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