Richard Schweihofer, financial advisor Saint Clair MI
78 score

Richard Schweihofer

CRD Number: 6107514
Current Firm: Sagepoint Financial, Inc.

Richard Schweihofer (CRD# 6107514) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Saint Clair, MI and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Sagepoint Financial St Clair, MI Dec 2014 - Current 2
First Allied Securities, Inc. San Diego, CA Jan 2014 - Dec 2014 < 1
Pfs Investments Inc. St Clair, MI Aug 2012 - Jan 2014 1
Primerica Financial Services St Clair, MI May 2012 - Jan 2014 1
Hank Schweihofer And Sons Inc. St Clair, MI May 1992 - May 2012 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2012
S65 NASAA Investment Advisors Law Examination Jan 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Richard G. Schweihofer
Phone Number: 1-800-552-3319 EXT 2606
Registered State(s):
  • FL
  • MI
By the Numbers
  • Total Assets Under Management
    4,385
    MILLIONS
  • Total Number of Accounts
    23,011
    ACCOUNTS
  • Average Account Value
    $190,540
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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