Mark Romin (CRD# 4778614) is an Investment Advisor Representative working at Lakeshore Financial Planning Inc. in Saint Clair Shores, MI and has over 20 years of experience in the finance industry. Mark Romin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4661126
Lpl Financial LLC
CRD# 4713729
Bernard Wealth Management Corp.
CRD# 4216990
Strategic Blueprint, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lakeshore Financial Planning, Inc. | Saint Clair Shores, MI | Oct 2018 - Current | 5 |
| Brayton Asset Management | Saint Clair Shores, MI | Mar 2015 - Oct 2018 | 3 |
| Raymond James Financial Services Advisors Inc. | Saint Clair Shores, MI | Feb 2013 - Oct 2018 | 5 |
| Raymond James Financial Services | Saint Clair Shores, MI | Jul 2012 - Oct 2018 | 6 |
| Ereneta Financial Group | Warrenville, IL | Jul 2012 - Feb 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2004 |
| S65 | NASAA Investment Advisors Law Examination | May 2004 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2010 |
- MI
- TX
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Total Assets Under Management354MILLIONS
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Total Number of Accounts1,262ACCOUNTS
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Average Account Value$280,659
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
AZ, CA, FL, IL, MI, NH, OH, SC, TX
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