Samuel Bates, financial advisor Saint George UT
93 score

Samuel Bates

CRD Number: 5882915
Current Firm: Edward Jones

Samuel Bates (CRD# 5882915) is an Investment Advisor Representative working at Edward Jones in Saint George, UT and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St Louis, MO Jan 2011 - Current 5
Prosper Inc. Orem, UT Sep 2010 - Dec 2010 < 1
Discretionary Traveling Orem, UT Jun 2010 - Aug 2010 < 1
National Processing Orem, UT Jan 2010 - May 2010 < 1
Weber State University Ogden, UT Aug 2008 - Dec 2009 1
Ogden City Business Development Ogden, UT Jan 2009 - Sep 2009 < 1
Transportation Alliance Bank Ogden, UT Aug 2007 - Jan 2009 1
Pebblebrook Building Company Peoria, AZ Jan 2007 - Jul 2007 < 1
Lds Church Manaus, Jan 2005 - Jan 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2011
Contact Info for Samuel R. Bates
Phone Number: 314-515-2000
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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