Adam TateCRD Number: 4452113
Current Firm: Axa Advisors, LLC
Adam Tate (CRD# 4452113) is an Investment Advisor Representative working at Axa Advisors, LLC in Saint Joseph, MN and has over 15 years of experience in the finance industry.
Thrivent Investment Management Inc.
Wells Fargo Advisors, LLC
Ameriprise Financial Services, Inc.
|Axa Advisors, LLC||New York, NY||Sep 2001 - Current||15|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2002|
Total Assets Under Management9,867MILLIONS
Total Number of Accounts40,093ACCOUNTS
Average Account Value$246,096
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV