James AndrewCRD Number: 4464301
Current Firm: Stifel, Nicolaus & Company, Incorporated
James Andrew (CRD# 4464301) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Saint Louis, MO and has over 15 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Stifel Nicolaus & Co Inc.||St. Louis, MO||Nov 2011 - Current||6|
|Metlife Securites Inc.||Chesterfield, MO||May 2008 - Nov 2011||3|
|Ing Financial Partners, Inc.||Des Moines, IA||Mar 2007 - May 2008||1|
|Insurance Designers Of Kansas City||St. Louis, MO||Nov 2006 - May 2008||1|
|Northwestern Mutual Investment Services, LLC||Milwaukee, WI||Nov 2001 - Nov 2006||5|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Oct 2001 - Nov 2006||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2002|
|S65||NASAA Investment Advisors Law Examination||Jul 2010|
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV