James GuraCRD Number: 5988241
Current Firm: Oppenheimer & Company Inc.
James Gura (CRD# 5988241) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Saint Louis, MO and has over 6 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Oppenheimer & Company Inc.||St Louis, MO||Sep 2013 - Current||4|
|Wells Fargo Advisors||St. Louis, MO||Oct 2011 - Sep 2013||1|
|Independent Trader||Naperville, IL||Mar 2010 - Oct 2011||1|
|Marquette Partners||Chicago, IL||Oct 1997 - Mar 2010||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2011|
Total Assets Under Management9,080MILLIONS
Total Number of Accounts19,246ACCOUNTS
Average Account Value$471,802
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV