Richard Griffard, financial advisor Saint Louis MO

Richard Griffard

CRD Number: 2472251
Current Firm: Saxony Capital Management, LLC

Richard Griffard (CRD# 2472251) is an Investment Advisor Representative working at Saxony Capital Management, LLC in Saint Louis, MO and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Saxony Insurance LLC St. Louis, MO Dec 2002 - Current 21
Saxony Capital Management, LLC St. Louis, MO Sep 2002 - Current 21
Saxony Securities, Inc. St. Louis, MO Jul 2001 - Current 22
Rudis Capital Management St. Louis, MO Jan 2014 - Nov 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1994
Contact Info for Richard E. Griffard
Phone Number: 314-963-9336
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    163
    MILLIONS
  • Total Number of Accounts
    540
    ACCOUNTS
  • Average Account Value
    $302,017
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, CO, CT, FL, HI, IL, LA, MI, MN, MO, NC, NE, NJ, NY, OH, OK, PA, SC, TX

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