Thomas BradyCRD Number: 1019077
Current Firm: First Allied Advisory Services, Inc.
Thomas Brady (CRD# 1019077) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Saint Louis, MO and has over 34 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|First Allied Securities, Inc.||St. Louis, MO||May 2008 - Current||9|
|First Allied Advisory Services, Inc.||St. Louis, MO||May 2008 - Current||9|
|Efs Development, Inc.||St. Louis, MO||Dec 1999 - Current||17|
|Brady-raeber Equity Financial Services, Inc.||St. Louis, MO||Oct 1984 - Current||33|
|First Advisors, Inc.||St. Louis, MO||Jan 2007 - May 2008||1|
|Ffp Securities, Inc.||St Louis, MO||Mar 1989 - May 2008||19|
|Ffp Advisory Services, Inc.||St. Louis, MO||Nov 1996 - Jan 2007||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1983|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management4,440MILLIONS
Total Number of Accounts26,339ACCOUNTS
Average Account Value$168,585
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV