Samuel Garlock, financial advisor Salem OR
93 score

Samuel Garlock

CRD Number: 1949549
Current Firm: Wedbush Securities Inc.

Samuel Garlock (CRD# 1949549) is an Investment Advisor Representative working at Wedbush Securities Inc. in Salem, OR and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Wedbush Morgan Securities Salem, OR Jan 2004 - Current 13
Ragen Mackenzie Incorporated Portland, OR Jan 1994 - Current 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1989
S65 NASAA Investment Advisors Law Examination Nov 1992
Contact Info for Samuel J. Garlock
Phone Number: 213-688-8000
Firm Website: http://www.wedbush.com
Registered State(s):
  • OR
By the Numbers
  • Total Assets Under Management
    1,254
    MILLIONS
  • Total Number of Accounts
    4,156
    ACCOUNTS
  • Average Account Value
    $301,643
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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