Aaron Graham, financial advisor Salt Lake City UT
83 score

Aaron Graham

CRD Number: 3167246
Current Firm: Ag Financial, LLC

Aaron Graham (CRD# 3167246) is an Investment Advisor Representative working at Ag Financial, LLC in Salt Lake City, UT and has over 17 years of experience in the finance industry.

Similar Advisors
Brady Ririe, financial advisor Salt Lake City UT
Brady H. Ririe
CRD# 5747247
Morgan Stanley
Similar Advisors
Alan Battles, financial advisor Salt Lake City UT
Alan R. Battles
CRD# 1008455
Brighton Wealth Management, Inc.
Similar Advisors
Jordan Collins, financial advisor Salt Lake City UT
Jordan R. Collins
CRD# 5145337
Morgan Stanley
Company Name Location Dates Years
Ag Financial, LLC Salt Lake City, UT Mar 2006 - Current 10
United Planners Financial Services Scottsdale, AZ Jul 2005 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S65 NASAA Investment Advisors Law Examination Mar 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Aaron B. Graham
Phone Number: 801-990-3470
Registered State(s):
  • AZ
  • UT
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.