David SorensonCRD Number: 1791249
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
David Sorenson (CRD# 1791249) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Salt Lake City, UT and has over 29 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Bank Of America, Na||Salt Lake City, UT||Sep 2009 - Current||7|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Salt Lake City, UT||Dec 1988 - Current||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1988|
|S65||NASAA Investment Advisors Law Examination||Jun 1993|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)