Frederick SmithCRD Number: 5592441
Current Firm: Strategic Advisers, Inc.
Frederick Smith (CRD# 5592441) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Salt Lake City, UT and has over 8 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Fidelity Brokerage Services LLC||American Fork, UT||Dec 2012 - Current||4|
|E*trade Securities LLC||Sandy, UT||Oct 2009 - Nov 2012||3|
|Securitymetrics||Orem, UT||Jun 2009 - Dec 2009||< 1|
|Great American Senior Benefits Company||Lehi, UT||Apr 2009 - Jun 2009||< 1|
|E*trade Securities LLC||Sandy, UT||Sep 2008 - Apr 2009||< 1|
|Self-employed||Saratoga Springs, UT||Apr 2007 - Sep 2008||1|
|Installpro||Orem, UT||Feb 2007 - Apr 2007||< 1|
|Self-employed||Saratoga Springs, UT||Jul 2003 - Feb 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2008|
|S66||NASAA Uniform Combined State Law Examination||Jan 2013|
Total Assets Under Management236,390MILLIONS
Total Number of Accounts619,100ACCOUNTS
Average Account Value$381,828
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV