Ryan O'shea, financial advisor Salt Lake City UT
73 score

Ryan O'shea

CRD Number: 5470484
Current Firm: Garda Financial

Ryan O'shea (CRD# 5470484) is an Investment Advisor Representative working at Garda Financial in Salt Lake City, UT and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Garda Financial Salt Lake City, UT Apr 2014 - Current 2
Fortius Financial Advisors, LLC Salt Lake City, UT Dec 2009 - Apr 2014 4
Solitude Resort Solitude, UT Nov 2005 - Mar 2012 6
Usa Wealth Management Grand Rapids, MI Jan 2009 - Dec 2009 < 1
Union Central Life Insurance Company Sandy, UT Jul 2008 - Dec 2009 1
Fidelity Brokerage Services LLC Salt Lake City, UT Nov 2007 - Jul 2008 < 1
State Of Utah Salt Lake City, UT Apr 2006 - Nov 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2008
S66 NASAA Uniform Combined State Law Examination Jan 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Ryan C. O'shea
Phone Number: (801) 999-8381
Registered State(s):
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    15
    MILLIONS
  • Total Number of Accounts
    110
    ACCOUNTS
  • Average Account Value
    $136,364
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, IA, ID, IN, MA, MI, MN, NY, OH, TX, UT, WI

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BADGES
73

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