Ryan O'shea, financial advisor Salt Lake City UT
73 score

Ryan O'shea

CRD Number: 5470484
Current Firm: Garda Financial

Ryan O'shea (CRD# 5470484) is an Investment Advisor Representative working at Garda Financial in Salt Lake City, UT and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Garda Financial Salt Lake City, UT Apr 2014 - Current 3
Fortius Financial Advisors, LLC Salt Lake City, UT Dec 2009 - Apr 2014 4
Solitude Resort Solitude, UT Nov 2005 - Mar 2012 6
Usa Wealth Management Grand Rapids, MI Jan 2009 - Dec 2009 < 1
Union Central Life Insurance Company Sandy, UT Jul 2008 - Dec 2009 1
Fidelity Brokerage Services LLC Salt Lake City, UT Nov 2007 - Jul 2008 < 1
State Of Utah Salt Lake City, UT Apr 2006 - Nov 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2008
S66 NASAA Uniform Combined State Law Examination Jan 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Ryan C. O'shea
Phone Number: (801) 999-8381
Registered State(s):
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    15
    MILLIONS
  • Total Number of Accounts
    110
    ACCOUNTS
  • Average Account Value
    $136,364
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, IA, ID, IN, MA, MI, MN, NY, OH, TX, UT, WI

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BADGES
73

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.