Shane RoghaarCRD Number: 3087548
Current Firm: Advice And Planning Services
Shane Roghaar (CRD# 3087548) is an Investment Advisor Representative working at Advice And Planning Services in Salt Lake City, UT and has over 17 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Tiaa-cref Individual & Institutional Services, LLC||Salt Lake City, UT||Jan 2000 - Current||18|
|Tiaa||Salt Lake City, UT||Jan 2000 - Current||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2000|
|S66||NASAA Uniform Combined State Law Examination||Apr 2005|
Total Assets Under Management16,792MILLIONS
Total Number of Accounts45,960ACCOUNTS
Average Account Value$365,356
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV