Stephen ThomsonCRD Number: 5344325
Current Firm: Strategic Advisers, Inc.
Stephen Thomson (CRD# 5344325) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Salt Lake City, UT and has over 10 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Fidelity Brokerage Services||Salt Lake City, UT||Jun 2016 - Current||1|
|Unemployed||Salt Lake, UT||Mar 2016 - Jun 2016||< 1|
|Fidelity Brokerage Services, LLC||Salt Lake City, UT||Apr 2007 - Feb 2016||8|
|Veritude||Salt Lake City, UT||Nov 2006 - Apr 2007||< 1|
|Regional Supply||Slc, UT||Sep 1995 - Apr 2007||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2007|
|S66||NASAA Uniform Combined State Law Examination||Jan 2008|
Total Assets Under Management236,390MILLIONS
Total Number of Accounts619,100ACCOUNTS
Average Account Value$381,828
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV