Victor RickmanCRD Number: 1437136
Current Firm: Wells Fargo Advisors, LLC
Victor Rickman (CRD# 1437136) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Salt Lake City, UT and has over 31 years of experience in the finance industry.
Uma Financial Services Inc.
|Wells Fargo Advisors, LLC||Salt Lake City, UT||Apr 2016 - Current||1|
|Ubs Financial Services Inc.||Salt Lake City, UT||Aug 2008 - Apr 2016||7|
|Citigroup Global Markets Inc.||Salt Lake City, UT||Jun 1997 - Aug 2008||11|
|Cna Insurance - (w-2 Income)||Salt Lake City, UT||Jan 1992 - Oct 2007||15|
|Northwestern National Life Ins. Company||Minneapolis, MN||Jan 1985 - Oct 2007||22|
|Devon Insurance Services||Salt Lake, UT||Jan 1984 - Oct 2007||23|
|Victor S. Rickman - Self Employed (1099||Salt Lake City, UT||Jan 1984 - Oct 2007||23|
|American International Marketing||Salt Lake City, UT||Jan 1984 - Oct 2007||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1985|
|S65||NASAA Investment Advisors Law Examination||Sep 1997|
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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